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David Taxer Comment On Regulatory Notice 21-19

Raising the difficulty of market manipulation via naked shorting and rapid trading has become a national mandate since the Robin Hood event. Market transparency is essential to free markets and the moves of institutional investors are bellwethers to retail investors who are harmed by market downturns without equal access to information on market moves. A balance must be struck between the need to have a place to conduct large trades without disturbing the price, and the need of the public for equal information as well as equal risk. David Taxer Founder www.americarehealthbenefits.com

Fabian Comment On Regulatory Notice 21-19

So as we all know regular investors would like to have a fiat play on the market. Reporting more accurate short interest and positions would help us control the unlawful actions that have been hurting market for years. The people the use those techniques to make more money they would be stoped. I am AMC share holder and I want my voice to be hard we want equality we need to start making that happen. Thank you

Son Vo Comment On Regulatory Notice 21-19

A crime with a fine only exists for poor people. It is merely a fee to rich people. A couple million dollar fee does not put a stop to the corruption the hedge funds and other large institutions are partaking in. It is simply allowing them to do illegal activities for a cost. Allowing them to benefit from them. An example would be allowing drug dealers to keep their products, their freedom for a fee far lesser than the profit of the crime. A share must be tracked. As much as the IRS will jail anyone with misinformation on their taxes, the SEC must jail misinformation from institutions.

Everett Route Comment On Regulatory Notice 21-19

I am truly disgusted at how the SEC has allowed hedge fund companies, billionaires and millionaires to perform naked shorts against companies like AMC entertainment (AMC) and GameStop (GME). Please make them cover their short positions and penalize them for performing illegal acts in the stock market. That really takes the honor and integrity out of the stock market and discourages retail investors like myself from participating in investing in the market.

Gary Lacy Comment On Regulatory Notice 21-19

The technology exists for shorts to be tracked and displayed to the retail market in real time. There should be five designations on the real time level two transactions: by the ask sell the bid, sell short, buy to cover, buy or sell last price. Algorithms should be disallowed from opening or closing short positions so all must intentionally participate in the short sale. This will allow for more insight into market collusion/manipulation and provide personal accountability. Thank you for your consideration. Gary

Nathan Comment On Regulatory Notice 21-19

Without clear and concise data to all that participate the market will never be fair and always be in favor of the institution, if no changes are made so we all get the same data the same time, personally I will leave the market and not return until this happens there are way to Meany"cheaters", permission to use my shares to short should be clear and not hidden in the fine print. I truly believe millions of retail traders feel the same way

2019061187102 Ji Jun Yang CRD 6084289 OHO Decision va (2021-1628468411196).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. Ji Jun Yang (CRD No. 6084289), Respondent. Disciplinary Proceeding No. 2019061187102 Hearing Officer-BEK DEFAULT DECISION July 8, 2021 Respondent is barred from associating with any FINRA member firm in any capacity for (1) converting firm funds by causing the firm to pay fictitious credit card

David Caradonna Comment On Regulatory Notice 21-19

I don't believe FINRA even has the capabilities to create a fair and free market as what we have is the literal opposite. If you do, no one has seen it. Synthetic shares are created by the millions with no regulation or repercussion. Shares are traded in dark pools by market makers, then shorted in lit pools to crippled and drive down the price of stocks for market makers and institutions that have puts against those companies.