FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065281001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dale Allen Ramsperger (Respondent) General Securities Representative CRD No. 1601669 Pursuant to FINRA Rule 9216, the Respondent Dale Allen Ramsperger submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071218701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Travis Drost (Respondent) Former General Securities Representative CRD No. 4489021 Pursuant to FINRA Rule 9216, Respondent Jeffrey Travis Drost submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019060991101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Julio Cesar Lage (Respondent) Former General Securities Representative CRD No. 4698401 Pursuant to FINRA Rule 9216, Respondent Julio Cesar Lage submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.