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Staci Melton Comment On Regulatory Notice 21-19

When I buy and hold a stock, like AMC, the obvious hope and intent for me is that the price will go up and I will make a profit. So it doesn’t make sense to me that an entity that holds my shares for me, like Robinhood for example, can lend my shares to someone else then the borrower uses my shares to short and drive down the price. They benefit by achieving their goal of lowering the price, the middleman makes and keeps for themselves interest on the loaning of my shares, some of these entities make it difficult to impossible to turn off share lending.

William Whitby Comment On Regulatory Notice 21-19

The ability of individuals and companies to not have to report short positions is completely illogical and to me seems coincidental to the nefarious activity surrounding it. Even if no illegal activity is taking place it is a similar position to both calls and puts, that are both required to be reported. I hope FINRA takes my comments (and those of my fellow stock markets citizens) seriously, and investigates how to promote transparency aand trust in the market.

Dave Comment On Regulatory Notice 21-19

The market manipulation we have witnessed for the past 6 months has been a real eye opener for investors in American markets. Implement your new rules as quickly as possible please. Transparency is key for fair markets. Fine violators in appropriate amounts similar to South Korea's model. Investors are losing faith in our markets and in your organizations ability to self regulate. This is your last chance to make it right.

Ramon Tomzer Comment On Regulatory Notice 21-19

Everything should be reported daily. it is now 2021... There is no reason there is a "T+ anything" for reporting. It's all tabulated via computer and should be available immediately for review... these rules are ancient and do not reflect the level automation we are surrounded by in our everyday lives... I can make an ACH deposit from a bank across the world and have it show up in my bank account in a few mins... I'm pretty sure market makers and hedge funds can send an automated report to the governing bodies automatically at the end of every trading day...

Matt Shonk Comment On Regulatory Notice 21-19

*Short positions should be reported daily. I feel that this will provide more insight to the existence of Naked Shorts. *Synthetic Short Positions should most assuredly be reported. *Short volume should be capped and the cap kept low to allow for organic and transparent trading and limit the opportunity to manipulate the stock. *Dark pools should no longer be allowed. *Days on loan should be reduced or be reflected by a firms liquidity, and if a firm has low to no liquidity no borrowing is allowed. *Punishments for violations or misrepresentations of reported date; 1st offense = warning.

Nick Arens Comment On Regulatory Notice 21-19

We absolutely need more transparency in the market. As more and more retail investors are joining the market, many of them are learning that they don't have access to the same information or ability to perform actions within the market that some of the huge institutions and market makers do. Naked shorting, dark pool trading, payment for order flow, etc. are all things that when examined at surface level, can be explained as necessary for the function and efficiency of the market. But at what cost?