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Benjamin Nguyen Comment On Regulatory Notice 21-19

As a hard working citizen of the USA, I put my faith in the government to ensure the system work for all investors. It is hard enough for folks having to deal with rising real estate and other costs, but I am told to work hard and invest to offset. I am losing faith in the system and the government who sworn to protect all investors. I do not understand why short sellers have so many opportunities and loop holes to fail delivery. A transaction should be transparent and if you cannot deliver on your shares on a timely manner then you ought to not be part of the transaction.

John Kim Comment On Regulatory Notice 21-19

I notice you are welcoming comments on regulatory notice 21-19 regarding short positions.In my opinion, the current US financial system is highly fraudulent, with the regulatory agencies being complicit. They are complicit by complacency, with years of unchecked fraud and market manipulation through naked short selling by large hedge funds like Citadel and Susquehanna being allowed to happen with impunity. The SEC and FINRA have known about this illegal counterfeiting practice for many years, with very little being done to rectify the illegality of the practice.

Dean Choi Comment On Regulatory Notice 21-19

Help us get to T+1 and then to T+0. Help us get rid of payment for order flow. These two things alone will help the naked short crisis that we're witnessing across the market and put more trust in us. Fines should be astronomical on those caught red handed instead of the slaps on the wrists that we know that finra has done in the past. I'm tired of people keep thinking that retail traders should be grateful when in reality we are investors too. We deserve to have our voices heard just like everyone else.

Thomas Hopely Comment On Regulatory Notice 21-19

I mean where do I start. Really it at all falls on these hedge funds, "family offices", the corrupt DTCC, banks and market makers that really need to be investigated, watched and monitored constantly like they are small children to make sure their shady activities can't be executed with ease and no repercussions. If fines are handed down make the amounts astronomical so they stop. A 10k fine for a hedge fund or "family office" that controls 15, 20, 30 billions dollars etc is pocket change to them. Make dark pools/OTC harder to access so more transactions are reflected in a stocks price.

Drew P. Comment On Regulatory Notice 21-19

As a newer investor, I am appalled at the lack of transparency in the market. The information I have discovered involving dark pools, naked shorting of shares, and hiding FTD's within options is the most blatant forms of manipulation in any field that I have been a part of. How this has been allowed for all these years with only a slap-on-the-wrist penalty is disgraceful. The sad part is that after multiple fines, sometimes hundreds of fines for the same firms, they are still doing it today.

Ashton Parker Comment On Regulatory Notice 21-19

I notice you are welcoming comments on regulatory notice 21-19 regarding short positions. In my opinion, the current US financial system is highly fraudulent, with the regulatory agencies being complicit. They are complicit by complacency, with years of unchecked fraud and market manipulation through naked short selling by large hedge funds like Citadel and Susquehanna being allowed to happen with impunity. The SEC and FINRA have known about this illegal counterfeiting practice for many years, with very little being done to rectify the illegality of the practice.