FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061887702 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: William James Novack (Respondent) Former General Securities Representative (GSR): CRD No. 1181334 Pursuant to FINRA Rule 9216, Respondent William James Novack submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted