2015047244701 Gurpreet Chandhoke CRD 4999369 and Stephen Shea CRD 3274649 Order Accepting Offer of Settlement va (2020-1607127597156).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GURPREET CHANDHOKE (CRD No. 4999369) and STEPHEN SHEA (CRD No. 3274649), Respondents. Disciplinary Proceeding No. 2015047244701 Hearing Officer-LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 4, 2020 INTRODUCTION Disciplinary Proceeding No. 2015047244701 was filed on August 12, 2019, by the