FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017053083001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Network 1 Financial Securities Inc. (Respondent) Member Firm CRD No. 13577 Pursuant to FINRA Rule 9216, Respondent Network 1 Financial Securities Inc. submits Letter of Acceptance, Waiver, and Consent (AWC) for the of proposing a settlement of the alleged rule violations described below.