2016052072601 World Equity Group, Inc. CRD 29087 AWC sl (2019-1574036374035).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT
NO. 2016052072601
TO: Department of Enforcement
Financial Industry Regulatory Authority (“FINRA”)
RE: World Equity Group, Inc., Respondent Member Firm CRD No. 29087
Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, World Equity Group, Inc. (“Respondent,” “World Equity,” or the “Firm”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations