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2016052072601 World Equity Group, Inc. CRD 29087 AWC sl (2019-1574036374035).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052072601 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: World Equity Group, Inc., Respondent Member Firm CRD No. 29087 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, World Equity Group, Inc. (“Respondent,” “World Equity,” or the “Firm”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations