FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061332701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gerald T. Coyne, Respondent General Securities Representative CRD No. 4589061 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Gerald T. Coyne submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047496103 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Harvey Frank, Respondent General Securities Representative CRD No. 2109605 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Harvey Frank submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047496101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brett David Levinson, Respondent General Securities Representative CRD No. 2644880 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Brett David Levinson submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.