2020066887202 Derek John Rehill CRD 2935032 AWC va (2023-1681950014147).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066887202 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Derek John Rehill (Respondent) General Securities Principal and General Securities Representative CRD No. 2935032 Pursuant to FINRA Rule 9216, Respondent Derek John Rehill submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Financial Behavior Planning Specialist

Financial Behavior Planning Specialist (FBPS)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization Financial Behavior Institute
Qualification and Training Requirements
Prerequisites

Candidates must:

  • hold Series 6 or 7 registration and
  • be registered in their state, which may include holding Series 63 registration.
Designation Training Requirements

12 hours of online instruction
Designation Exam Type

Online, open book exam
Continuing Education Requirements

20 hours every two years
Verification and Complaints
Online Designation Resource

None
Investor Complaint Process

None
Published List of Disciplined Designees

None
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