FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076383701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Logan J. LaPace (Respondent) Former Associated Person CRD No. 7532793 Pursuant to FINRA Rule 9216, Respondent Logan J. LaPace submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074096801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Eric R. Tartaglione (Respondent) General Securities Representative CRD No. 2722931 Pursuant to FINRA Rule 9216, Respondent Eric Tartaglione submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065465801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Instinet, LLC (Respondent) Member Firm CRD No. 7897 Pursuant to FINRA Rule 9216, Respondent Instinet, LLC, submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.