BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Wilfredo Felix, Jr. North Amityville, NY, Respondent. DECISION Complaint No. 2020065128501 Dated: October 13, 2022 Respondent failed to respond to multiple FINRA Rule 8210 requests. Held, findings and sanction affirmed. Appearances For the Complainant: Megan P. Davis, Esq., Karen C. Daly, Esq., and Keven Hartzell, Esq., Department of Enforcement, Financial Industry