BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Trevor Michael Saliba Beverly Hills, CA, Respondent. DECISION Complaint No. 2013037522501r Dated: October 6, 2022 On remand from the Securities and Exchange Commission for clarification of findings and reconsideration of sanctions. Held, findings and sanctions modified. Appearances For the Complainant: Richard Chin, Esq., Jennifer Crawford, Esq., Megan Davis, Esq.,

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071531701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert Paul Barberis (Respondent) General Securities Representative CRD No. 1772762 Pursuant to FINRA Rule 9216, Respondent Robert Paul Barberis submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.