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2019061067510 Electronic Transaction Clearing, Inc. CRD 146122 AWC gg (2022-1655684432006).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061067510 TO: Department of Enforcement Financial Industry Regulatory Authority RE: Electronic Transaction Clearing, Inc. Member Firm CRD No. 146122 Pursuant to FINRA Rule 9216, Respondent Electronic Transaction Clearing, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.