Stephen Potter Comment On Regulatory Notice 22-08
Do not limit investors from using leveraged ETFs. These tools are very important for the smaller investors, including me. Let us be free to use these tools in our investing.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Do not limit investors from using leveraged ETFs. These tools are very important for the smaller investors, including me. Let us be free to use these tools in our investing.
I am an active retail investor that uses leveraged ETFs for trading. I am quite aware of the risk profile and willing to accept that risks involved with the risk and reward frontier.
Please continue to permit these vehicles to be openly permitted for all investors.
I am a retail investor. I should be able to make my own decisions with my own money.
Please allow individual investors to use this product. It is critical to my investing strategy.
These leveraged are excellent investment vehicles for taking advantage of market extremes, etc.
Henry Coz