Skip to main content

Gurpreet Bhasin Comment On Regulatory Notice 22-08

As an educated active investor, I think I have the right to make my own decisions to invest in leveraged ETF.

Why would FINRA only let big investors or institutional investors to invest in ETF?

The only way an educated macro investor can navigate both frothy or
turmoil ridden markets is via leveraged ETF.

It would be patently unfair to deny small investors the ability to play with the big guys and beat them at their own game.

Strongly urge to not deny this avenue to retail investors

Michael Traub Comment On Regulatory Notice 22-08

These products have helped me pull in my retirement horizon by MORE THAN A DECADE! In fact, I have further built an entire business based on utilizing LEFT's and Inverse Funds, with the intention of this being a MAIN income stream at some point. I would be financially devastated if there were restrictions imposed - such as a proposed "cooling off" period. The products are not complex and the risks are not "hidden" in any way. I would argue these products are more transparent and clear to understand than traditional Mutual Funds - as often those are merely Funds of Funds.