For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the Code of Arbitration Procedure for Industry Disputes (“Code”) to align the Code with the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021 (“Act”). The proposed rule change would also make a conforming amendment to FINRA Rule 2263.
The government should not be overstepping their bounds and override the people's rights of investment. The government should be for the people and not working against the people.
everyone should be able to invest. I should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged.
Please leave me alone to make my own investment decisions. I understand the risk/reward of leveraged and Inverse funds. I've been investing in these type funds for years and think it unnecessary to regulate.
I as an American citizen should have access to these products, not left only for the rich. The entire stock market is a complex beast, but with research there are many tools to become more informed. I am capable of making my own informed decisions. We as small investors should not have to jump through hoops that others do not. There are already so many restrictions and we should not have any more added. For once can we have the little guy have a chance instead of rules that only let the rich get richer. Thank you for your consideration.
I appreciate the ability to choose the right investment vehicle for my needs. I am educated, understand the risks, and as a small investor benefit from the unique offerings of the ProShares funds.
I have used leverage products (Rydex, ProShares) successfully and profitably since 2001. Please do not restrict my access to them. Thank you.