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Section IV: Request for Comments

FINRA encourages comments on this paper, including areas where guidance or modifications to FINRA rules may be desired to support cloud adoption while maintaining investor protection and market integrity. Comments are requested by October 16, 2021.

Member firms and other interested parties can submit their comments using the following methods:

  • Online using FINRA’s comment form for this Notice;
  • Emailing comments to [email protected]; or
  • Mailing comments in hard copy to: Jennifer Piorko Mitchell
    Office of the Corporate Secretary FINRA
    1700 K Street, NW Washington, DC 20006-1506

To help FINRA process comments more efficiently, persons should use only one method to comment on the proposal.

Important Notes: All comments received in response to this paper will be made available to the public on the FINRA website. In general, FINRA will post comments as they are received.37

Direct inquiries regarding this paper to Haimera Workie, Senior Director, Office of Emerging Regulatory Issues, at (202) 728-8097; or Michael Oh, Director, Office of Emerging Regulatory Issues, at (202) 728-8305.


The views, expressions, findings and opinions expressed in the comments on this Web page are solely those of the author(s) and FINRA accepts no responsibility for the content of the comments:

Date Commenter
August 18, 2021 B. Kennedy
August 19, 2021 Regis Martin
August 20, 2021 B. Kennedy
August 20, 2021 B. Kennedy
August 27, 2021 B. Kennedy
October 15, 2021 MayStreet
October 16, 2021 NCC Group
October 17, 2021 Microsoft
October 22, 2021 SIFMA