Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 83-34 | Western Pacific Securities, Inc. 1880 Century Park East Los Angeles, California
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| Notice To Members 83-33 | Compliance With State Registration Requirements
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| Notice To Members 83-32 | 50 Securities Scheduled to Join NMS on July 19
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| Notice To Members 83-31 | Adoption of Revised and Simplified Regulation T of the Federal Reserve Board
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| Notice To Members 83-30 | Independence Day Trade DateSettlement Date Schedule
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| Notice To Members 83-29 | Gibralco, Inc. 1321 Seventh Street Santa Monica, California
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| Notice To Members 83-28 | Additional Securities Voluntarily Added Into National Market System
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| Notice To Members 83-27 | MBD Investors, Inc. RD#1 Box 60 AA Enon Valley, Pennsylvania 16120
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| Notice To Members 83-26 | Adoption of Amendments to Interpretation on Free-Riding and Withholding
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| Notice To Members 83-25 | Request for Comments on Amendment to Corporate Financing Filing Requirements
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| Notice To Members 83-24 | Request for Vote on Proposed Corporate Financing Rule
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| Notice To Members 83-23 | Memorial Day Trade Date Settlement Date Schedule
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| Notice To Members 83-22 | Real-Time Transaction Reporting in Additional 57 NASDAQ NMS Securities Effective May 24, 1983
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| Notice To Members 83-21 | Gerald Greenspan
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| Notice To Members 83-20 | Quarterly Checklist of Notices to Members
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| Notice To Members 83-19 | Approval of Revisions to Qualification Requirements of Foreign Issues on NASDAQ
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| Notice To Members 83-18 | 43 Additional Securities Are Mandated Into National Market System
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| Notice To Members 83-17 | Amendments to Rules Governing Transactions Executed for Persons Associated with Another Member
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| Notice To Members 83-15 | Underwriting Compensation Received by Members in Public Corporate Offerings
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| Notice To Members 83-14 | Holiday Settlement Schedule
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| Notice To Members 83-13 | Request For Comments on Amendments to Appendix F Concerning Sales Incentives for Direct Participation Programs
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| Notice To Members 83-12 | Clarification of NASD Filing Requirements for Offerings Made Pursuant to SEC Rule 415
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| Notice To Members 83-11 | Formation of Federal Task Group on Regulation of Financial Services
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| Notice To Members 83-10 | The Tax Equity and Fiscal Responsibility Act of 1982
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| Notice To Members 83-9 | Bell & Beckwith 234 Erie Street Toledo, Ohio
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| Notice To Members 83-8 | Amendments to Association By-Laws
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| Notice To Members 83-7 | Solicitation of Comments on SEC Proposed Anti-Internalization Rule
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| Notice To Members 83-6 | Proposed Amendments to the Uniform Practice Code to Extend Applicability of the Code to Secondary Market Transactions in Unit Investment Trust Securities
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| Notice To Members 83-5 | Holiday Settlement Schedule February, 1983
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| Notice To Members 84-4 | National Market System Grows to 789 Securities With 50 Additions on February 14
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| Notice To Members 83-4 | Real-Time Transaction Reporting in Additional 100 NASDAQ NMS Securities Effective February 8, 1983
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| Notice To Members 83-3 | Securities and Exchange Commission Approves Amendments to Rule 17f-2; Fingerprinting of Securities Industry Personnel
Fingerprinting of Securities Industry Personnel
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| Notice To Members 83-2 | Effect of Tax Law Changes on NASD Qualification Examinations
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| Notice To Members 83-1 | Real-Time Transaction Reporting in NASDAQ NMS Securities updated
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| NOT AVAILABLE AT THIS TIME | NOT AVAILABLE AT THIS TIME
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| NOT AVAILABLE AT THIS TIME | NOT AVAILABLE AT THIS TIME
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| NOT AVAILABLE AT THIS TIME | NOT AVAILABLE AT THIS TIME
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| Notices |