I am against regulating the leveraged and inverse ETFs.
My brokerage co. Fidelity make you read a statement and request that you are able to invest in what they term more aggressive investments. I appreciate the ability to be able to invest in leverage fund instead of having to do it through playing with margins (i.e. loans) and inverse without actually having to mess with shorting a stock.
Violates the Existence of a Free Market is a basic principle of trading in the Stock Market. The inverse leveraged Securities have taken a Hugh Beating while the Indexes continued to rise.
Now that the Trends are changing Regulators are wanting to
place restrictions on these leveraged inverse funds.
Short Selling is not regulated and it is normally augured that it is necessary for a Free
I am losing faith each day the actions by irresponsible parties continue to be ignored. T+2 isn’t concerning until the individual demands it. My broker as with many others are left scrambling looking for my shares in a corrupt market. 21-19 would be a critical step in the right direction. Investors need clarity and clear communication on the short interest side of heavily shorted stocks. I
I would like to submit a public comment on possible restrictions on my right to invest in public investments. Especially leveraged and inverse funds.
By way of introduction, I am 60 years old, and make most all of the financial decisions in my household. I am an active investor in stocks, funds, bonds, emerging markets, and crypto. Basically, I trade in multiple and varied securities, and run
Following are "Frequently Asked Questions" regarding the Order Audit Trail System (OATS).
I am a novice retail investor and learning more each day. Here are a few remarks: 1. If naked or synthetic short is illegal, why allow it to happen? A company that issued 30 million shares should not be trading 100 million shares. 2. Rule breakers should pay fine to security agencies (SEC, FINRA, NTCC, etc.), compensate clients, and be restricted from trading certain stocks for a period of time.
Hi, I don’t know if this will reach anyone or go anywhere but voices need to be heard so I’m here to put mine in. Truth be told most Americans are realizing the stock market which is supposed to be a fair free market is rigged against us smaller fish. This has led many many many investors to obviously pull out money or join the so called “meme stocks” to put it against the big guys who laugh at
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
New Datamodules for Short Selling cool but it will definitly not fix the problem, that the retail is charged invisible fee's and Market Makers abusing those retail investors by pulling them to buy more shares take those fee's and letting other institutions do their dirty work by shorting the stock to keep it low and paying them liquidity with those made fee's to keep going,
Dark pools need to be eliminated and naked shorts are ILLEGAL but are still an ongoing practice among hedge funds. SSR needs to also be enforced much better. The hedge funds are able to do whatever they want and don't get punished for their actions. SEC, please step up and stop illegal practices and be more transparent in regards to stock market information.
