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| Date Sort descending | Title | Description |
|---|---|---|
| Apr 21, 2021 | Regulatory Notice 21-16 | FINRA Reminds Members About Requirements When Using Predispute Arbitration Agreements for Customer Accounts
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| Mar 16, 2022 | Regulatory Notice 22-09 | FINRA Requests Comment on a Proposed Rule to Accelerate Arbitration Proceedings for Seriously Ill or Elderly Parties
Comment Period Expires: May 16, 2022
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| Aug 11, 2023 | Regulatory Notice 23-12 | FINRA Adopts Amendments to the Codes of Arbitration Procedure to Modify the Process Relating to the Expungement of Customer Dispute Information
Effective Date: October 16, 2023
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| Feb 06, 2024 | Regulatory Notice 24-03 | Amendments to the Arbitration Codes to Make Various Clarifying and Technical Changes
Effective Date: March 4, 2024
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| Dec 17, 2024 | Regulatory Notice 24-16 | Amendments Relating to the Applicability of the Document Production Lists to Simplified Customer Arbitrations Administered Under Rule 12800
Effective Date: March 3, 2025
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| Nov 18, 2025 | Regulatory Notice 25-16 | FINRA Adopts Amendments to the Arbitration Codes to Make Clarifying, Technical and Procedural Changes to the Arbitrator List Selection Process
Effective Date: January 26, 2026
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| Dec 09, 2025 | Regulatory Notice 25-18 | FINRA Adopts Amendments to the Arbitration Codes to Accelerate the Processing of Arbitration Proceedings for Parties Who Qualify Based on Their Age or Health Condition
Effective Date: March 30, 2026
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