Become a Mediator

FINRA's highly qualified national roster of mediators helps investors, brokerage firms and brokers effectively resolve their securities disputes.

FINRA carefully identifies candidates and selects mediators with subject matter knowledge and significant and relevant experience in both investor disputes and securities employment disputes. We seek individuals who are diverse in culture and background.

FINRA focuses on certain criteria to determine which candidates qualify for our roster. Learn more about how to become a FINRA mediator:

• Benefits of Becoming a Mediator
• Role of the Mediator
• Qualifications
• Application & Status