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The Neutral Corner - Volume 1—2020

The Neutral Corner—Volume 1, 2020

Mission Statement

Office of Dispute Resolution and FINRA News

  • COVID-19 Notice to Parties and Arbitrators
  • Case Filings and Trends
  • 2019 Arbitrator and Mediator Diversity Statistics
  • Removal of the Award Information Sheet from FINRA's Website
  • Register for the Portal
  • Portal How-to Videos
  • Rule Approval
    • Amendments to FINRA Rule 12000 Series to Expand Options Available to Customers if a Firm or Associated Person is or Becomes Inactive
  • SEC Rule Filing
    • Applying Minimum Fees to Requests for Expungement of Customer Dispute Information
  • FINRA Board of Governors Meeting December 2019
    • Increasing Arbitrator Chairperson Honoraria

Mediation Update

  • Mediation Statistics
  • Mediation Program for Small Arbitration Claims
  • Keep It Current
  • Mediator Training Opportunities
  • Become a FINRA Mediator

Questions and Answers

  • Requests for Postponement and Motions to Vacate
  • Hearing Rooms at Non-FINRA Locations

Arbitrator Tip

  • Videoconference Tips

Quarterly Arbitrator Disclosure Reminder


FINRA Offices