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Information For Mediators

  • Become a Mediator
    FINRA focuses on certain criteria to determine which candidates qualify for our roster. Learn more about how to become a FINRA mediator and the benefits of being a mediator.
  • Responsibilities
    FINRA mediators are responsible for adhering to the Model Standards of Conduct and for signing a Loyalty Affirmation.
  • Case Resources
    FINRA offers mediators a variety of resources and training throughout the year to provide updates on proposed rule changes and other topical developments involving its mediation forum.
  • Mediator Resources
    Mediators have an ongoing responsibility to update the roster information that we maintain on their behalf.