Information For Mediators
- Become a Mediator
FINRA focuses on certain criteria to determine which candidates qualify for our roster. Learn more about how to become a FINRA mediator and the benefits of being a mediator. - Responsibilities
FINRA mediators are responsible for adhering to the Model Standards of Conduct and for signing a Loyalty Affirmation. - Case Resources
FINRA offers mediators a variety of resources and training throughout the year to provide updates on proposed rule changes and other topical developments involving its mediation forum. - Mediator Resources
Mediators have an ongoing responsibility to update the roster information that we maintain on their behalf.