Become a Mediator
FINRA focuses on certain criteria to determine which candidates qualify for our roster. Learn more about how to become a FINRA mediator and the benefits of being a mediator.
Responsibilities
FINRA mediators are responsible for adhering to the Model Standards of Conduct and for signing a Loyalty Affirmation.
Case Resources
FINRA offers mediators a variety of resources and training throughout the year to provide updates on proposed rule changes and other topical developments involving its mediation forum.
Mediator Resources
Mediators have an ongoing responsibility to update the roster information that we maintain on their behalf.
