| 88-00890 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Hatter of the Arbitration Between Thaddeus J. and Helen F. Miedlar Claimant(s) vs. E.F. Button & Co., Inc., Jeff Mackevich and Gene Mackevich Respondent(a) AWARD 88-00890 The Arbitrator, Janet Weiss, selected to review and determine a matter in…
|
Award |
NASD |
05/31/1989 |
| 88-01256 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Sandra L. Shushan Claimant(s) vs. Douglas Bremen and Co. vs. Hark Zimmerman Respondents) NOTICE OP ARBITRATION AWARD 88-01256 The Arbitrator, Albert A. Rapoport, selected to review and determine a matter in…
|
Award |
NASD |
05/31/1989 |
| 88-01320 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Prudential-Bache Securities, Inc. vs. Claimant(s) William and Lucille Lawrence Respondent(s) NOTICE OF ARBITRATION AWARD 88-01320 The Arbitrator, Albert A. Rapoport, selected to review and determine a matter in…
|
Award |
NASD |
05/31/1989 |
| 88-01577 |
NATIONAL ASSOCIATION OP SECURITIES DEALERS In the Matter of the Ari&tration Between Robert John Russel and Charlotte Ann Russell, TTEE Claimant(s) vs. 88-01577 First Affiliated Securities, Inc. and Michael Pickering Respondent(s) NOTICE OF ARBITRATION AWARD The Arbitrator, Albert A. Rapoport,…
|
Award |
NASD |
05/31/1989 |
| 88-00635 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Douglas E. Campbell and Wanda P. vs. t Roger Riley PaineWebber, Inc. Between ) ) Campbell ) ) Claimants ) ) ) ) Respondents ) ) Case #88-00635 Award The undersigned, being the Arbitrator selected to review and…
|
Award |
NASD |
05/31/1989 |
| 88-00528 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, IMC. in the Matter of the Arbitration Between ) ) Robert M. Clark ) ) Claimant ) and ) A W A R D ) 38-528. Merrill Lynch Pierce Fenner 1 Smith, Inc.; } Carlos Falcon ) Respondents ) On -Friday, May 5, 1989 in Southfield, Michigan, the undersigned…
|
Award |
NASD |
05/31/1989 |
| 88-01550 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Victor Y. Feng and Elizabeth M. Meade Claimants vs. Merrill Lynch, Pierce, Fenner & Smith, Inc. David E. Jarrett Respondents Case #88-01550 Award The undersigned, being the Arbitrator selected to review…
|
Award |
NASD |
05/31/1989 |
| 88-01522 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Marvin L. Silcott Claimant(s) vs. Merrill Lynch, Pierce, Fenner, & Smith Respondent(s) NOTICE OF ARBITRATION AWARD 88-01522 The Arbitrator, Albert A. Rapoport, selected to review and determine a matter in…
|
Award |
NASD |
05/31/1989 |
| 87-02452 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between) PAINEWEBBER, INC. and THOMAS T. BRYAN Claimant Respondent CASE NO. 87-02452 AWARD On April 20, 1989 in Minneapolis, Minnesota, the undersigned arbitrators heard the controversy between the parties as set…
|
Award |
NASD |
05/31/1989 |
| 87-02429 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Charles W. Fertig Claimant(s) vs. Morton Markley and Bowman Financial Services, Inc. Respondents) AWARD 87-02429 The Arbitrator, Janet Weiss, selected to review and determine a matter in controversy between the…
|
Award |
NASD |
05/31/1989 |
| 88-03424 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Hatter of the Arbitration Between Robert E. Armstead Claimant(s) vs. NOTICE OF ARBITRATION AWARD 88-3424 Fidelity Brokerage Services & Susan E. Hardin Respondent(a) The Arbitrator/ John H.L. Estrange/ Jr., Esq./ selected to review and determine…
|
Award |
NASD |
05/31/1989 |
| 88-03680 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Robert D. Westfall Claimant(a) VS. 88-03680 Merrill Lynch, Pierce, Farmer & Smith, Inc. Respondent(s) AWARD The Arbitrator, Gerald T. Grady, Jr., selected to review and determine a matter in controversy between…
|
Award |
NASD |
05/31/1989 |
| 88-02075 |
May 17, 1989 Ms. Sandra A. Twigg, Senior Analyst National Association of Securities Dealers, Inc. 1735 K Street, N.W. Washington, D.C. 20006 Re: NASD Arbitration 88-02075 i,p il : MAT22lbe9 2S^WLFINANCTNG Theodore Holstein, M.D. vs. Shearson Lehman and Larry Trailor Dear Ms. Twigg: I have reviewed…
|
Award |
NASD |
05/31/1989 |
| 88-02067 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between David E. Crosby Claimant(s) vs. A.G. Edwards & Sons, Inc. Respondent(s) AWARD 88-02067 The Arbitrator, Janet Weiss, selected to review and determine a matter in controversy between the above-mentioned Claimant…
|
Award |
NASD |
05/31/1989 |
| 88-00348 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Allan K. Holt Claimant(s) vs. Tabrokerage Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 88-00348 The Arbitrator, Larry J. Dagenhart, Esq., selected to review and determine a matter in controversy between the above-…
|
Award |
NASD |
05/31/1989 |
