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FINRA Firm Grouping Member Forum: Trading and Execution

Event banner: FINRA Firm Grouping Member Forum: Trading and Execution

FINRA Firm Grouping Member Forums are one-day free events designed to provide financial professionals associated with FINRA member firms the opportunity to engage in key discussions with FINRA staff and connect with industry leaders and peers. The forums also include thoughtful discussions around the future landscape of the financial services industry and provides opportunities to meet one-on-one with FINRA Risk Monitoring Analysts, Directors, and Single Points of Accountability (SPoA) to discuss firm-specific questions.

View the brochure for the Firm Grouping Member Forum.

Session Recordings

Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2021 FINRA Firm Grouping Member Forum: Trading and Execution. View the online brochure below for a list of sessions and their descriptions.

FINRA Member Firms

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

This event is not open to the media.


FINRA members should complete the form below and click "Submit" to proceed.


Don't know your firm's CRD#? Look it up in BrokerCheck.