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Get SET - State Examiner Training


FINRA and NASAA are bringing securities regulators together for a joint virtual conference dedicated to training state securities examiners on conducting broker-dealer exams. This collaborative, two-day event focuses on strategies and solutions to help examiners strengthen their skills. Day 1 is geared for examiners with less than 3 years of experience. Day 2 is structured for examiners with more than 3 years of experience, but examiners of any experience level are welcome to register on either day.


View the State Examiner Training online brochure.


Please use the link below to register. There is no cost to attend this event, but attendance is limited and is available on a first-come, first-served basis. You can register for one or both days of the training. You will receive an email confirmation of your completed registration form. Note that this event is for state securities examiners only.

State Securities Examiners Only

Additional Information

Please direct questions about registration to (202) 737-0900 or via email.


This event is not open to the media.