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Webinar: Leveraging FinPro for Streamlined Compliance

FINRA is hosting a series of webinars to discuss ongoing developments to our technology products that may affect firm workflows. Join us for an upcoming webinar about the benefits of the Financial Professional Gateway (FinPro), a platform of growing compliance tools for your firm's associated individuals.

Webinars in this series will include a demonstration as well as a Q&A. Subscribe to the FINRA Registration and Licensing email list if you would like to receive notifications about similar future events. Resources will be added to this page as they are available after each webinar.

Webinar Resources

March 2020 Webinar

During the webinar, FINRA staff discussed: 

  • features currently available to registered representatives in FinPro;
  • analyzing FinPro data with the Dynamic Reporting tool;
  • onboarding support and other resources; and
  • upcoming changes, including details about future features and milestones. 

Leveraging FinPro Webinar Presentation Slides – March 2020