Customer Margin Balance Form Due Dates

FINRA member firms are required to submit—via the Customer Margin Balance Form—the total of all debit balances in securities margin accounts, and all free credit balances in all cash accounts and all securities margin accounts on a settlement date basis as of the last business day of the month.

2015 Filing Due Dates

Period Ending Due Date
January 30, 2015 February 9, 2015
February 27, 2015 March 9, 2015
March 31, 2015 April 9, 2015
April 30, 2015 May 8, 2015
May 29, 2015 June 8, 2015
June 30, 2015 July 9, 2015
July 31, 2015 August 10, 2015
August 31, 2015 September 9, 2015
September 30, 2015 October 8, 2015
October 30, 2015 November 9, 2015
November 30, 2015 December 8, 2015
December 31, 2015 January 11, 2016