Blogs

	FINRA Enforcement Chief’s Key Objectives By Bill St. Louis, Executive Vice President and Head of FINRA EnforcementFINRA Enforcement works on the front lines of investor protection. This blog post discusses some of the key objectives that drive this critical work. April 17, 2024
	FINRA Plays a Vital Role in Exposing Insider Trading By Karen Braine, Vice President, Surveillance and Market Intelligence, Insider Trading Detection April 04, 2024
	Victim Blaming Harms Us All By Christine Kieffer, Senior Director, Office of Investor Education, FINRA March 06, 2024
	An Inside Look into FINRA’s Crypto Asset Work By Jason Foye, Chief of FINRA’s Crypto Hub August 03, 2023
	Moving Forward: Anti-Money Laundering in 2023 By Kara Williams and Gargi Sharma March 14, 2023
	A Look Back at Anti-Money Laundering in 2022 By Kara Williams and Gargi Sharma March 13, 2023
	The $3.4 Million Tip By FINRA Departments of Member Supervision and Enforcement A call to FINRA’s Senior Helpline resulted in $3.4 million returned to approximately 300 customers. March 08, 2023
	TRACE, Market Research and Policy Making For 20 years, FINRA’s Trade Reporting and Compliance Engine, known as TRACE, has contributed to reduced trade execution costs, facilitated price formation, aided regulatory programs and protected investors, as detailed in a recent blog commemorating this m August 01, 2022
	TRACE at 20 – Reflecting on Advances in Transparency in Fixed Income This Friday – July 1, 2022 – will mark the 20th anniversary of FINRA’s Trade Reporting and Compliance Engine, known as TRACE to everyone in the fixed income industry and regulatory community. June 28, 2022
	A Reflection on the Research Brief: Financial Education Matters Testing the Effectiveness of Financial Education Across 76 Randomized Experiments April 21, 2022