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Behind the Scenes: FINRA's Board of Governors

January 08, 2019

Academics, economists, CEOs. FINRA’s Board of Governors is made up of a diverse group of individuals with diverse perspectives—a must for a group responsible for overseeing a complex organization such as FINRA.

But how does someone become a member of FINRA’s Board of Governors? And what does this group do? What are its priorities for 2019? On this episode of FINRA Unscripted, Marcia Asquith, FINRA’s executive vice president of Board and External Relations answers these questions and more. 

Resources mentioned in this episode:

2: Building A More Transparent Organization

FINRA Governance

Board Composition


Budget Summary and Financial Guiding Principles

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