Skip to main content


What is FINRA’s Dispute Resolution forum?

June 19, 2018

FINRA operates the largest securities dispute resolution forum in the United States, with disputes resolved through arbitration and mediation. But for those unfamiliar with arbitration or mediation, it can be a confusing process.

What is FINRA arbitration? How might you end up with a case in arbitration or mediation? What’s the difference between the two? What does the process look like?

In this episode, FINRA’s Head of Dispute Resolution, Rick Berry, answers these questions and more.

For more about FINRA arbitration, visit our website.

Find us: Twitter / Facebook / LinkedIn / E-mail

Subscribe to our show on Apple Podcasts, Google Play and by RSS.