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When you opened a brokerage account, did you go with a cash account or a margin account? Unsure of what a cash account is? We're here to tell you what they are and how to avoid any problems.
— FINRA (@FINRA) July 21, 2021
Learn more ▶️ https://t.co/9HDCtxXa0m pic.twitter.com/ckIFaE1CAd
We continue to encourage firms to notify us if they engage in activities related to digital assets.
— FINRA (@FINRA) July 21, 2021
Learn more: https://t.co/7wGoPN1GZB pic.twitter.com/F7bKyWlpkS
Our Board of Governors is currently convening for their July 2021 meeting. Curious how our board works and who it's composed of? Learn more ▶️ https://t.co/1zHW4VWDiX pic.twitter.com/RaDJYIScQx
— FINRA (@FINRA) July 21, 2021
We asked our employees what they think about working at FINRA. Here's what Kara had to say. https://t.co/aVAUGBwoNx pic.twitter.com/ncULweIfdS
— FINRA (@FINRA) July 20, 2021
Tune in to the latest #FINRAUnscripted episode to meet Stephanie Dumont, the new head of our Market Regulation & Transparency Services department. Stephanie shares her priorities, how FINRA is responding to recent market events, and more.
— FINRA (@FINRA) July 20, 2021
Listen here 🎧 https://t.co/p12G3LOLBz pic.twitter.com/B6HFPdCom5
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FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
- every investor receives the basic protections they deserve;
- anyone who sells a securities product has been tested, qualified and licensed;
- every securities product advertisement used is truthful, and not misleading;
- any securities product sold to an investor is suitable for that investor's needs; and
- investors receive complete disclosure about the investment product before purchase.
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