FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079727601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew Joseph Mathesen (Respondent) Investment Company and Variable Contracts Products Representative CRD No. 6781208 Pursuant to FINRA Rule 9216, Respondent Matthew Joseph Mathesen submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.