2021069372901 J.K. Financial Services, Inc., CRD 103728 AWC lp.pdf
From June 2024 to April 2025, J. K. Financial willfully violated § 17(a)(1) of the Exchange Act and Exchange Act Rule 17a-14 and violated FINRA Rule 2010 by omitting required information on its Form CRS.
From August 2020 to at least May 2024, J.K.