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Frank Diana Comment On Regulatory Notice 22-08

Hello:

I am concerned about the possibility of being prevented from investing in various investments, like Leveraged and Inverse Leveraged funds.

I agree these are not for the uninformed investor. But in my case, I am informed. I used to have a series 7 license in my past. I do my own research, and make my own investment decisions. I am knowledgeable.

Please don't take away the INFORMED INVESTOR'S ability to invest in these.

Samuel Scott Comment On Regulatory Notice 22-08

Occasionally, I have used "complex investment products," such as leveraged or inverse funds in my portfolio for specific purposes. As a retired person, I need growth in my investments to fund my living expenses and so far, 2022 has not been very kind. One bright spot in my portfolio has been the ProShares ETF that shorts the 20-year treasury bond which produces a return in a rising interest rate environment.

Rob Digma Comment On Regulatory Notice 22-08

I NOW use leveraged ETFs after stock market has plunged ~20% or so. For example i am leveraged now since sp500 dropped from 4800 to 4100 and i believe we have bottomed. Its a great way to rebuild my wealth, especially since i lost a lot of money on UNLeveraged stocks during 2001 dot com and 2008 financial crisis. Why weren't you not protecting us from dot com stocks and citibank and bank of america where i lost massive amounts of money( all unleveraged stocks). So please don't patronize us about leverage.