Skip to main content

Virgil Gaddy Comment On Regulatory Notice 22-08

I am writing to oppose increased restrictions on investing in leveraged and inverse funds. I believe that these publicly traded securities should be available to all participants and not just the privileged elite. Im perfectly capable of understanding the risks of investing in these funds and do so as a part of a diversified portfolio (ranging from defined benefit pension, target date funds, and, yes, some riskier investments, too) implemented to build financial security and wealth.

Bryan Stossel Comment On Regulatory Notice 22-08

these regulations are extremely excessive. Investors in such products do not need you to assume that just because we invest via leveraged ETFs that we dont know what we are doing or understand the risks. In my opinion leveraged ETFs are one of the most effective ways to invest. I believe this so strongly i am teaching my children how to incorporate them into their portfolios as they are starting out

William Polites Comment On Regulatory Notice 22-08

I was a financial advisor for 35 years (brokercheck.org).

The damage you have already done to the industry is the reason why so many individual investors have lost so much money during the current bear market and will lose so much more before it ends.

Your regulations have basically forced advisors to place clients into 60/40 plain vanilla portfolios that are being decimated by rising interest rates instead of using investments that hedge with options.

Afua Sintim-Aboagye Comment On Regulatory Notice 22-08

I'm appalled to hear that regulators want to restrict access to these investment products. Why is it that all of a sudden they are considered with complexity and investor protection when they weren't before. Do they fear that there isn't enough liquidity in the market to support the potential valuation of these products as the stock market continues to be volatile and trend downward? Where was this concern when there was more market stability and the market was trending upwards? It goes to show that they love to change the rules when the rules reward the retail investor.

David Locke Comment On Regulatory Notice 22-08

Estute Regulators,

Existing controls for access and use of higher performance/risk instruments are designed to and do adequately protect the investor.

Through the brokerage/firm, the investor is required to review and agree to very clearly stated statements as to the risk that leveraged (or otherwise higher risk) instruments carry. Responsibility for the outome of poor investment decisions lies squarely with the individual who seeks to gamble with such investments.