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Greg Nelson Comment On Regulatory Notice 22-08

Hello - It has been brought to my attention that FINRA is considering taking action against "complex products" which include leveraged and inverse funds. Leveraged funds are important to my investment strategy. I use them as a limited part of my portfolio with the goal of seeking enhanced returns. It should be my option to choose which investments are right for me and my family. I'm not ok with FINRA or anyone else deciding which tools I use to build my financial 'house'. I am ok with an extra pop-up or alert from the broker.

Todd Metcalfe Comment On Regulatory Notice 22-08

FINRA, This is patently ridiculous and Un-American. Just exactly why is this being contemplated? Why should a trader not have the right to effectively change their minds, regarding their sentiment towards the markets. Its patently ridiculous to imply that individual investors only be left with buy&hold or buy & sell to cash alternatives. The same thought processes apply to leveraged funds and covered options. These things are toolsmaybe not used by all, but certainly valuable to many. Its like Lowes deciding that Joe Q.

Benjamin Harrison Comment On Regulatory Notice 22-08

As an investor, we should have the right to choose our own specific investment vehicles best suited to our investment objectives and risk tolerance. Leveraged and Inverse funds, although involving more risk, can help individual investors with my investment experience and risk tolerance, are able to achieve the results I'm looking for as part of my overall investment portfolio.
This decision should ultimately be my choice, and should not be left in the hands of regulators.

James Fricke Comment On Regulatory Notice 22-08

Leveraged and Inverse funds provide an important tool in managing investments. I've utilized these funds during the past several months to hedge my exposure in a challenging market. I've been able to remain invested in strong companies that pay dividends, while reducing my exposure to a substantial loss during market corrections. These funds provide an important tool to retirees that place a priority on preservation of capital.