William Peeling Comment On Regulatory Notice 22-08
Pleasr respect my right to choose my investments.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Pleasr respect my right to choose my investments.
Your intrusion into our lives is well beyond the benefit of our citizens and communities, stop trying to control our lives.
I have invested in leveraged and inverse ETF products for several years. The ETF providers and the brokerage companies I have used have always provided full easy to understand information on these funds. I am capable of understanding leveraged and inverse funds and their risks. I do not want regulators to impose any measures to prevent me from buying and selling them or to cause me to have to jump through hoops in order to make these trades.
I oppose the limitations on my ability to buy leveraged or inverse funds. Get out of my life! Quit trying to control me. Big government is bad for everyone, especially Biden's Socialist government.
Please stop trying to control people or tell them what to do or not to. We are mature adults who know what they are doing. Life drinking and gambling, if its legal, you should not stop people from doing it.
Comments: I am a small, (60K portfolio) non-commercial investor, approaching retirement, and I believe FINRA's attempts to require enhancements to current rules on Leveraged and Inverse ETFs (L&I Funds) unnecessarily limits investor choice. Such ETFs are an essential part of my portfolio. FINRA adoption of a more restrictive stance on non-commercial investors ability to buy these ETFs would damage my ability to secure adequate funds for my retirement. I am well aware of the risks of such ETFs.
I am a disabled/ Retired Law Enforcement Officer. The fact stable coin yeilds are being taken away slowly WILL result in me going bankrupt and having to move away from my children.
The policies are ruining lives
I do not do my own investing but have help from my Advisor. I do not want his investments to be limited. I ask that you do not limit our ability to invest in investment instruments at any time.
Let everyone invest
I opposed these restrictions! Everyone one should have the right to choose any public investment they feel is right for them and assume the risk. Limiting the right to invest to only certain groups of people is wrong and creates an unfair advantage! Public investments should be available to ALL of the public, not just the privilege. This is unethical!!