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Samuel Emery Comment On Regulatory Notice 22-08

FINRA, I should be able to choose the investments appropriate for me including leveraged and inverse funds if I so choose. There should not be special tests imposed to buy these. If you wish to require that brokers issues warnings about risks at the time of purchase, which the buyer must acknowledge, that is okay, but there should not be special processes or tests. I use inverse and sometimes leveraged instruments to offset risks of other investments in my portfolio. I wish to continue to.
Thanks.

Nathanael DePutter Comment On Regulatory Notice 22-08

Restricting investor access to inverse and leveraged funds while leaving such funds available to institutional investors is both discriminatory and likely to contribute to wealth inequality in America. Requiring a certain net worth is a particularly insulting way to discriminate against individual investors. I understand that these funds can move in ways that unsophisticated investors do not understand and I also understand the desire to protect said investors from potential loss. The clear solution to this tension is a knowledge test and NOT any of the other proposed hurdles.

Gary Okazaki Comment On Regulatory Notice 22-08

Dear Sir or Madam: One aspect that I love about the financial markets in this country is the FREEDOM we have to invest in a wide variety of investment options, such as leveraged funds. I am grateful that we live in a country that believes investors are intelligent enough to ascertain the risks and rewards of such investment vehicles. BUT WAIT! So regulators are considering limiting access to such investments? That is very much a "Putin-esque" move on the part of regulators. PLEASE let us, the investors, make our own choices.