Skip to main content

Marc Mackin Comment On Regulatory Notice 22-08

Dear Regulators:

I strongly oppose the proposed regulation that would limit or eliminate access to leveraged and inverse investment instruments.

These tools are a critical piece to actively managing a portfolio, and provide unique alternatives to individual stocks, passive ETF's and mutual funds.

Given the many events in the last several years that have dramatically affected the investing public, it is even more important to have every tool in our kit.

Timothee Hammond Comment On Regulatory Notice 22-08

Dear FINRA,
I am an RIA with a CFF certification and I am opposed to this. The proposed rule would put regulators in charge of my clients' funds. As a 12 year industry veteran, I understand the risks involved with these investments; consequently, any client considering these investments (which is rare, I might add) is *well aware* of the risks involved. Please consider not adding these rules. Thank you.

Carlton String Comment On Regulatory Notice 22-08

Are you kidding? I'm an accredited investor, who has made 20% of my portfolio in (DDM), buying it on the dips, and riding it up over the past 15 years. You allow people to buy plenty of other products they no NOTHING about. Sometimes on Margin, but you want to limit my choice to invest in leveraged products? This makes NO SENSE, there are so many other products that are much more dangerous. And it's my money to invest in however I want!!!