Skip to main content

Ngan Tran Comment On Regulatory Notice 22-08

To whom it may concern:

I oppose restrictions to my right to invest for the following reasons:

1) I should be able to choose any investments that are right for me.
2) Public investments should be available to all, not just the privileged.
3) I shouldn't have to go through any special process before I can invest in public securities as I am capable of understanding leveraged and inverse funds and their risks.
4) Leveraged and inverse funds are important to my investment strategies.

Thank you.

Cary Hughes Comment On Regulatory Notice 22-08

Just stop with the nanny state already. Enforce the rules you already have and obtain convictions for the fraud and malevolence which are everywhere in our financial markets. If you cannot prevent the looting at the ARK funds, or the huge batch of highly questionable IPO's from 1H 2022, what business do you have regulating leveraged instruments. There was huge risk to investing in TDOC or SHOP, yet these companies are available to anyone?

Brandon Kirk Gipson Comment On Regulatory Notice 22-08

I am a simplistic retail investor. I only invest in index funds and ETFS which track an index. I think much of the literature promotes this type of investing, but I believe if you are willing to invest in "complex" products then you should be allowed to. Though I not think this notice is recommending to restrict index funds; I am doubtful that once we begin restricting financial products that it will stop. My risk tolerance may be different than another persons and it is the individuals responsibility what they do with their money.