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Mark Brandt Comment On Regulatory Notice 22-08

I am extremely disappointed in FINRA's attempt to increase regulation regarding the rights of individuals to invest freely. Leveraged securities should remain a free choice to all investors! Over-regulation with a perceived higher purpose is usually fraught with unintended consequences. So-called protections for small investors and our access to leveraged ETFs will inhibit our options. Once again, institutions and sophisticated investors will have advantages. FINRA's overreach is another reason why the 2022 and 2024 elections will be very important.

Alan Winner Comment On Regulatory Notice 22-08

not regulators should be able to choose
the public investments that are right for you and your family.
Public investments should be available to all of the public,
not just the privileged.
It is very important that you express your views in your own
wordsyour comments are more likely to be taken seriously
by FINRA if they reflect your own experience and perspective.
Not only do you have the right to share your views,
but the regulators are required to take your comments into