Robert Forsythe Comment On Regulatory Notice 22-08
I feel that it is my right to freely access all the investments available in the markets without being regulated by any government agency.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I feel that it is my right to freely access all the investments available in the markets without being regulated by any government agency.
I am not an investor but no one has the right to tell others how to use their money
Free and fair market is the foundation of the US economy. Restrictions on investment vehicles available would destroy the investors' confidence.
Please stop treating investors as if they have no understanding. It is patronizing and demeaning. You should be encouraging more investment choices, not restricting them. Your agency has lost its compass. Please stop this madness.
Keep government out of our lives
We appreciate you bringing the inverse and leveraged funds to our attention. We only use them occasionally because markets are up 2/3 of the time.
For short downtrends it is often best to wait until they are over, but in longer downtrends some money can be made.
Public securities traded should not have any special requirements for investing. These are public securities, after all. The proposed rules make trades available to the privileged more than the general public and that is not right, either.
Should be able to short sticks in ira
It is not necessary to restrict my access to different products. It is all right to send information and warnings if the SEC deem certain products are not straight forward, but it is NOT correct to restrict my ability to purchase or sell such investments.
This is nothing worse than "the government knows best." Our country is founded on freedoms. "We know what is best for you!" is substituting your opinion for my opinion.
To whom it may concern,
As a sophisticated and educated investor, I believe that using leverage when appropriate is an important right. Limiting or taking this away significantly limits my ability to invest for my future.
I have been investing with 3X ETFs since 2010. Much of my wealth is a direct result of being able to invest using these instruments. Please dont restrict access to these for me or anyone else.