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2019060672801 Spire Securities, LLC CRD 144131 AWC lp (2022-1654993204291).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019060672801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Spire Securities, LLC (Respondent) Member Firm CRD No. 144131 Pursuant to FINRA Rule 9216, Respondent Spire Securities, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2018056490302 Ian P. Lowrey CRD 6367392 AWC lp (2022-1654993202605).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056490302 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ian P. Lowrey (Respondent) General Securities Representative CRD No. 6367392 Pursuant to FINRA Rule 9216, Respondent Ian P. Lowrey submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Brett Boudreaux Comment On Regulatory Notice 22-08

Regarding Notice #22-08. As an investor I responsibly use leveraged ETFs as an investment strategy balancing different asset classes for long term growth. I'm well aware of the large fluctuations and it's a non-issue because I'm educated on the way the ETF works. It would be highly restrictive for the SEC or Finra to remove an option that individuals can and do use correctly as intended.