FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071041701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jimmie Scott Griffea (Respondent) Former General Securities Representative CRD No. 6967113 Pursuant to FINRA Rule 9216, Respondent Jimmie Scott Griffea submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.