2021071562601 Jeffrey Martin CRD 3268675 va (2022-1658535620285).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071562601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Martin (Respondent) Former General Securities Representative CRD No. 3268675 Pursuant to FINRA Rule 9216, Respondent Jeffrey Martin submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020066756101 Thomas Michael Hallberg CRD 3053755 AWC va (2022-1658449222448).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066756101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Thomas Michael Hallberg General Securities Representative CRD No. 3053755 Pursuant to FINRA Rule 9216, Respondent Thomas Michael Hallberg submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021071491001 Brian F. Donnelly CRD 4288121 AWC va (2022-1658449222647).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071491001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian F. Donnelly (Respondent) Former General Securities Representative CRD No. 4288121 Pursuant to FINRA Rule 9216, Respondent Brian F. Donnelly submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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