FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066887901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Miguel Angel Murillo (Respondent) General Securities Representative CRD No. 4875997 Pursuant to FINRA Rule 9216, Respondent Miguel Angel Murillo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066841402 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kyle Luebeck (Respondent) Investment Company and Variable Contracts Products Representative CRD No. 5931863 Pursuant to FINRA Rule 9216, Respondent Kyle Luebeck submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.