For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This webinar will provide an overview of two new self-service features: The first feature allows firms to replace their current SAA and grant SAA privileges to another user, and the second enables the SAA to update their account information (i.e., name and email address).
This webinar will provide an overview of two new self-service features: The first feature allows firms to replace their current SAA and grant SAA privileges to another user, and the second enables the SAA to update their account information (i.e., name and email address).
