Amalia Hansen Comment On Regulatory Notice 22-08
We are capable. Everday investors already sign disclosures.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
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Firm compliance professionals can access filings and requests, run reports and submit support tickets.
We are capable. Everday investors already sign disclosures.
Leveraged and inverse funds are important to my investment strategies esp. during the bear years
Im a small investor, that attempts to look ahead of the market, to invest where I think the market is going. Being able to invest in bull and bear markets, being able to hedge positions is important to me. While I dont get every investment right, I keep my head above water, To deny me the ability to do this would reduce the activity I have in the market. It would also increase any thoughts I have that the market isnt exactly honest. A market should be a place where anyone can play, win or lose. Dont deny me this opportunity.
Dear Sir/Madam
Im invested in PSQ and Dog as an insurance policy and investment tool against market declines. It might or might not work out for me as an investment. That makes it no different to me than equities themselves, so I dont understand why I should be restricted from owning while others could. Please do not enact a rule that takes this option away from me and others.
Leveraged and inverse ETFs are some of the safest and easiest ways for small investors to access those types of products. It's the safest way to get extra exposure to equities and/or short equities for an individual investor. Maintaining access to these products is vital to individual investors' access to the financial markets.
Yeah I'm smart enough to figure out what I should in and should not invest in, I know the risks, I do the reach, appreciate the help but please don't limit my options, thanks
Please let investors decide its a good thing or not.
Individual investors should have available opportunities to invest like professionals without being subject to severe limitations. Being able to invest in leveraged and inverse securities is important to avoid margin or shorting requirements in a negative trending market.
I oppose the restrictions on my right to buy leveraged and reverse ETF
I oppose restrictions on my right to invest in publicly traded leveraged and/or inverse funds. I am capable of understanding leveraged and inverse funds and know best if they should be a component in my portfolio. Investors should not be required to pass any additional tests or measures in order to own public investments. Public leveraged and/or inverse funds should not be only for the elite and privileged. Keep these fund PUBILC.