Robert Hillard Comment On Regulatory Notice 22-08
As owner of a small broker dealer since 1982 I ask you, please, to read the current regulations and conclude they are enough!! Reps 'must know their client". Prospectus must be provided before purchase. Reps must participate in continuing education. Supervisors already review all trades. What ever happened to 'let the buyer beware" as a way to teach investors lessons. How do you expect new, young, investors to learn, or get investment experience if not allowed FREEDOM TO CHOOSE (which seems a big concern of all people these days) to do what they want to do.