Election Notices
| Date Sort ascending | Title | Description |
|---|---|---|
| Dec 06, 2012 | Election Notice - 12/6/12 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA District Committee Election and Ballots
This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3. |
| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012
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| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
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| Sep 05, 2012 | Election Notice - 9/5/12 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
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| Sep 05, 2012 | Election Notice - 9/5/12 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
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| Aug 03, 2012 | Election Notice - 8/3/12 | FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
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| Jul 09, 2012 | Election Notice - 7/9/12 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 11, 2012 | Election Notice - 5/11/12 | Nominees for Upcoming FINRA Board of Governors Election
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| Dec 14, 2011 | Election Notice - 12/14/11 | Notice of Special Meeting of FINRA Large Firms to Elect Large Firm Governor and Proxy
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| Nov 29, 2011 | Election Notice - 11/29/11 | FINRA Announces Results of the Small Firm Advisory Board and District Committee Elections
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| Oct 25, 2011 | Election Notice - 10/25/11 | Notice of Nominee to Fill FINRA Board of Governors Large Firm Seat
The special meeting of large firms will take place on Thursday, January 12, 2012, at 4:30 p.m. Eastern Time at FINRA's Washington, DC, office at 1735 K Street, NW. Please see Election Notice 12/14/11 for details. |
| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA Small Firm Advisory Board Election and Ballots
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| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA District Committee Election and Ballots
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| Sep 07, 2011 | Election Notice - 9/7/11 | Nomination and Election Process to Fill FINRA District Committee Vacancies
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| Sep 07, 2011 | Election Notice - 9/7/11 | FINRA Small Firm Advisory Board Election
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| Aug 05, 2011 | Election Notice - 8/5/11 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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| Jun 29, 2011 | Election Notice - 6/29/11 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 03, 2011 | Election Notice - 5/3/11 | Upcoming FINRA Board of Governors Election of a Small Firm and Large Firm Governor
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| Oct 21, 2010 | Election Notice - 10/21/10 | Notice of SFAB Election and Ballots
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| Sep 03, 2010 | Election Notice - 9/3/10 | FINRA Small Firm Advisory Board Election
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| Jul 30, 2010 | Election Notice - 7/30/10 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council
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| Jul 12, 2010 | Election Notice - 7/12/10 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 04, 2010 | Election Notice - 5/4/10 | Nominees for FINRA Board of Governors
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