For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort ascending | Title | Description |
|---|---|---|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
|
| Sep 03, 2014 | Election Notice - 9/3/14 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5. |
| Sep 03, 2014 | Election Notice - 9/3/14 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
|
| Aug 01, 2014 | Election Notice - 8/1/14 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
|
| Jul 09, 2014 | Election Notice - 7/9/14 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| May 06, 2014 | Election Notice - 5/6/14 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
|
| Dec 17, 2013 | Election Notice - 12/17/13 | FINRA Announces Results of SFAB, NAC and District Committee Elections
|
| Nov 25, 2013 | Election Notice - 11/25/13 | Small Firm Advisory Board Runoff Election
|
| Oct 16, 2013 | Election Notice 10/16/13 | Notice of FINRA District Committee Elections and Ballots
|
| Oct 16, 2013 | Election Notice 10/16/13 | Notice of SFAB Election and Ballots
|
| Sep 04, 2013 | Election Notice - 9/4/13 | FINRA Small Firm Advisory Board Election
|
| Sep 04, 2013 | Election Notice - 9/4/13 | Upcoming Election to Fill FINRA District Committee Vacancies
|
| Aug 02, 2013 | Election Notice - 8/2/13 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council Petitions for Candidacy Due: September 16, 2013
|
| Jul 05, 2013 | Election Notice - 7/5/13 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| May 10, 2013 | Election Notice - 5/10/13 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 24, 2013
|
| Dec 06, 2012 | Election Notice - 12/6/12 | FINRA Announces Results of SFAB, NAC and District Committee Elections
|
| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA District Committee Election and Ballots
This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3. |
| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012
|
| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
|
| Sep 05, 2012 | Election Notice - 9/5/12 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
|
| Sep 05, 2012 | Election Notice - 9/5/12 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
|
| Aug 03, 2012 | Election Notice - 8/3/12 | FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
|
| Jul 09, 2012 | Election Notice - 7/9/12 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| May 11, 2012 | Election Notice - 5/11/12 | Nominees for Upcoming FINRA Board of Governors Election
|